CPD: Setting up, updating and reviewing compliance manuals

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General information

30 September 2020
17:00–19:00 CET

Short description

This webinar is intended to provide the participant with the necessary tools to draw up relevant policies and procedures ascertaining sound compliance of a firm. The presenter will explain, in the most practical way, the scope of such manuals and how these are kept up to date.

Learning objectives

At the end of this seminar, participants should be able to:

  • understand the interplay between compliance and good corporate governance;
  • understand the role of the compliance officer vis-à-vis other key roles within an organisation;
  • be more familiar with risk assessments undertaken within organisations;
  • conduct monitoring and prepare compliance manuals, compliance reports, and other reporting processes.

Webinar topics

  • Building Compliance Policies & Procedures
  • Internal Controls
  • Monitoring and Reviewing of Policies & Procedures

Target audience

  • Compliance Officers
  • Members of Board of Directors
  • Risk Officers
  • Other (Proposed) Key Functionaries within licensed entities
  • Members of competent / supervisory authorities

Trainer name

Dr Rakele Cini

Trainer bio and experience

Dr Rakele Cini is an independent legal consultant with many years of experience in AML/CFT, regulatory and compliance advisory. She primarily advises local & international firms / practitioners operating within the regulated industries on matters relating to the prevention of money laundering & funding of terrorism, due diligence, risk management, good governance, and other compliance areas. She is invited to lecture regularly by private institutions and regulatory bodies on these topics. She was previously head of Risk & Compliance at BDO Malta and, prior to that, formed part of the practice protection group at Deloitte Malta for numerous years. www.linkedin.com/in/rakele-cini-939611b