CPD: Effective communication of compliance risks and drafting of compliance risk assessments

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General information

To be confirmed
17:00–19:00 CET

Short description

The scope of this webinar is to highlight the importance of compliance within an organisation through effective communication structures. The trainer will explain how the compliance function must be embedded within an organisation as part of the firm’s sound corporate practices. The need of recording and assessing compliance processes will also be underlined.

Learning objectives

At the end of this seminar, participants should be able to:

  • understand the interplay between compliance and good corporate governance;
  • understand the role of the compliance officer vis-à-vis other key roles within an organisation;
  • be more familiar with risk assessments undertaken within organisations;
  • conduct monitoring and prepare compliance manuals, compliance reports, and other reporting processes.

Webinar topics

  • Compliance as a Risk
  • Communicated Compliance
  • Building a Risk Assessment
  • Compliance Reports

Target audience

  • Compliance Officers
  • Members of Board of Directors
  • Risk Officers
  • Other (Proposed) Key Functionaries within licensed entities
  • Members of competent / supervisory authorities

Trainer name

Dr Rakele Cini

Trainer bio and experience

Dr Rakele Cini is an independent legal consultant with many years of experience in AML/CFT, regulatory and compliance advisory. She primarily advises local & international firms / practitioners operating within the regulated industries on matters relating to the prevention of money laundering & funding of terrorism, due diligence, risk management, good governance, and other compliance areas. She is invited to lecture regularly by private institutions and regulatory bodies on these topics. She was previously head of Risk & Compliance at BDO Malta and, prior to that, formed part of the practice protection group at Deloitte Malta for numerous years. www.linkedin.com/in/rakele-cini-939611b