Governance & Leadership in AML/CFT

Intake Opening Soon 5:00 - 7:00pm Online

Compliance with AML/CFT regulatory requirements in an organisation starts ‘at the top’. How knowledgeable are the officers and senior management in your organisation?

AML/CFT regulatory requirements are constantly evolving. Officers and senior management within an organisation are required to remain on the ball to be able to take the right Board decisions and steer their staff. In recent times, regulators have been giving board and senior-management involvement on such matters more prominence.

 

Course Topics

  • ML/FT and other financial crimes as a Risk
  • General overview of the AML/CFT regulatory framework at an international, EU and Maltese level
  • The Role of Senior Management in AML/CFT Compliance
  • Reporting Obligations
  • The Review & Approval of the Business Risk Assessment vs other risk assessments
  • Firm Policies and Procedures
  • Liability for breaches of AML/CFT obligations

 

Learning Objectives

Obtain a clear understanding of:

  • The Board’s responsibilities under Maltese & EU regulatory framework
  • Governance in AML/CFT Compliance
  • The Board’s involvement in Risk Assessments
  • Recognising Board Involvement in the Firm’s AML/CFT Policies and Procedures

 

Target Audience

  • Active Members of the Board of Directors of Subject Persons
  • Proposed Board Members
  • Non-Executive Directors
  • Company Secretaries
  • Money Laundering Reporting Officers
  • Compliance Officers
  • Risk Officers

 

Assessment Questions and Answers

In line with MFSA requirements, a short multiple-choice assessment will be provided by the trainer towards the end of the session. A Certificate of Attendance will be awarded to all students who attend the CPD (duration will be included on certificate). A Certificate of Achievement will be awarded to those who sit for the assessment and are successful (pass mark 60%)

Testimonials

The lecturer was excellent; very professional; very informed; very approachable. Her delivery was on point. I would definitely consider attending another training session delivered by Dr Rakele Cini.

L. Camilleri

Great tutor, very interactive and kind.

N. Briffa Rizzo

Trainers

Rakele Cini, LL.D. (Doctor of Laws)

Dr Rakele Cini is an independent legal consultant with many years of experience in AML/CFT, regulatory and compliance advisory. She primarily advises local & international firms / practitioners operating within the regulated industries on matters relating to the prevention of money laundering & funding of terrorism, due diligence, risk management, good governance, and other compliance areas. She is invited to lecture regularly by private institutions and regulatory bodies on these topics. She was previously head of Risk & Compliance at BDO Malta and, prior to that, formed part of the practice protection group at Deloitte Malta for numerous years. Rakele is an active member of the PMLFT sub-committee at the Malta Institute of Accountants and the Institute of Financial Services Practitioners.
www.linkedin.com/in/rakele-cini-939611b1

I'm interested in this course

If you are interested to join this course when the intake is open please fill in the form below.

Why Choose Us

MITC is made up of a close-knit team with a real passion for learning and insurance, who believe in the continuous development and empowerment of individuals through learning. We understand all of the nuances and challenges that come with insurance training and, that is why we’re here to help you get your training right.

Our courses are developed following in-depth research and consultation on the subject matter and the related market, thus ensuring participant needs are met. All our trainers are experts in their field and actively contribute towards the continuous development of the courses which they deliver.

Our training services are accredited by the Malta Further and Higher Education Authority (MFHEA) and the European Qualifications Framework platforms. MITC’s homegrown insurance programmes are recognised by the renowned Chartered Insurance Institute, UK.

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