Building and maintaining an AML manual and client acceptance policy
- 27 May 2021
- 17:00–19:00 CET
This session is aimed at subject persons looking for guidance on how to establish and maintain an AML manual and client acceptance policy in accordance with the applicable laws and regulations as well as the expectations of the regulator.
Understanding the requirements around the building and maintenance of an AML/CFT manual and client acceptance policy together with the expectations of the regulator in relation thereto.
Directors of subject persons; compliance officers; MLRO; advisors to subject persons.
Dr Diane Bugeja
Trainer bio and experience
Diane is a Senior Associate at Camilleri Preziosi and practices primarily in financial services law, financial regulation and anti-money laundering regulation, providing advice to local and overseas clients on the impact of the current and forthcoming regulatory regime on their business models. Diane also advises clients on the regulatory aspects of a wide range of transactions, including licensing-related matters, capital markets initiatives and on-going liaison with regulatory authorities more broadly.
Diane joined the firm as an Associate in 2016 and was promoted to Senior Associate in January 2017. She was previously a risk and regulatory consultant at a Big Four audit firm, working in Malta and in London, and subsequently joined the enforcement departments of the UK and Maltese financial services regulators. Diane successfully completed her PhD in Law in 2017 and her research focused on the mis-selling of complex investment products to commercial retail investors.
She is a visiting lecturer at the University of Malta and is regularly invited to speak at conferences and deliver seminars on various aspects of financial services law and financial crime.